OMB control number
Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large SBS Posit
OMB 3235-0803 · SEC.
OMB 3235-0803
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form 10B Schedule 10B-- Information to be included in statements filed pursuant to 240.10B-1(a) and amendments thereof filed pursuant to 240.10B-1(c) | Form and Instruction |
 Form 10B Schedule 10B | Form and Instruction |
| Supporting Statement for Proposed Rule 10B-1.pdf | Supporting Statement A |
 Schedule 10B |
Form and Instruction |
| Schedule 10B |
Form and Instruction |
| Rule 10B-1 |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 202212-3235-006 | New collection (Request for a new OMB Control Number) | 2022-12-12 | Comment filed on proposed rule |