OMB control number
Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large SBS Posit
OMB 3235-0803 · SEC.
OMB 3235-0803
Latest Forms, Documents, and Supporting Material
Document Name |
|---|
Form and Instruction |
 Supporting Statement for Proposed Rule 10B-1.pdf (document unavailable)Supporting Statement A |
Schedule 10B All Historical Document Collections
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2022-12-12 |