Information Collection Request
Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large SBS Posit
ICR 202212-3235-006 · OMB 3235-0803 · Received in OIRA
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Form 10B Schedule 10B |
Form and Instruction | New | Repair queued |
 Supporting Statement for Proposed Rule 10B-1.pdf |
Supporting Statement A | Uploaded 2022-12-10 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 257309 |  Schedule 10B |
Form and Instruction | New | |
| 257308 | Rule 10B-1 |
New |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0803 |
| Type of Information Collection | New collection (Request for a new OMB Control Number) |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |