OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Filings Related to the Gramm-Leach-Bliley Act

OMB 7100-0292 · FRS.

OMB 7100-0292

These reporting and recordkeeping requirements, which are related to amendments made by the Gramm-Leach-Bliley Act (GLB Act) to the Bank Holding Company Act of 1956 (BHC Act) and the Federal Reserve Act (FRA), are composed of the following: • Declarations to Become a Financial Holding Company (FR 4010), • Requests for Determinations and Interpretations Regarding Activities Financial in Nature (FR 4011), • Notices of Failure to Meet Capital or Management Requirements (FR 4012), • Notices by State Member Banks to Invest in Financial Subsidiaries (FR 4017), • Regulatory Relief Requests Associated with Merchant Banking Activities (FR 4019), and • Recordkeeping Requirements Associated with Merchant Banking Activities (FR 4023).

The latest form for Filings Related to the Gramm-Leach-Bliley Act expires 2027-01-31 and is listed under ICR 202307-7100-002.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
FR4010_FR4011_FR4012_FR4017_FR4019_FR4023_20230724_omb.pdfSupporting Statement A
FR 4010 Reporting BHCs and SLHCs Information collection
FR 4023 Recordkeeping Information collection
FR 4019 Reporting Portfolio company notification Information collection
FR 4019 Reporting Regulatory relief requests Information collection
FR 4017 Reporting Information collection
FR 4012 Reporting Extension of time request Information collection
FR 4012 Reporting Noncompliance notice Information collection
FR 4011 Reporting Information collection
FR 4010 Reporting Foreign Banks Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202307-7100-002 Extension without change of a currently approved collection 2023-07-24 Approved without change
202210-7100-002 No material or nonsubstantive change to a currently approved collection 2023-07-24 Approved without change
202007-7100-003 Extension without change of a currently approved collection 2020-07-07 Approved without change
202007-7100-002 No material or nonsubstantive change to a currently approved collection 2020-07-07 Approved without change
201701-7100-007 Extension without change of a currently approved collection 2017-01-30 Approved without change
201701-7100-005 No material or nonsubstantive change to a currently approved collection 2017-01-26 Approved without change
201308-7100-002 Revision of a currently approved collection 2014-01-28 Approved without change
201305-7100-013 Revision of a currently approved collection 2013-06-19 Approved without change
201302-7100-001 No material or nonsubstantive change to a currently approved collection 2013-04-09 Approved without change
201004-7100-001 Extension without change of a currently approved collection 2010-06-16 Approved without change
201003-7100-004 No material or nonsubstantive change to a currently approved collection 2010-03-24 Approved without change
200705-7100-012 Extension without change of a currently approved collection 2007-06-15 Approved without change
200705-7100-010 No material or nonsubstantive change to a currently approved collection 2007-05-29 Approved without change
200406-7100-007 Extension without change of a currently approved collection 2004-06-18 Approved without change
200404-7100-006 No material or nonsubstantive change to a currently approved collection 2004-04-08 Approved without change
200106-7100-004 No material or nonsubstantive change to a currently approved collection 2001-06-19 Approved without change
200103-7100-006 Extension without change of a currently approved collection 2001-03-30 Approved without change
200003-7100-008 Revision of a currently approved collection 2000-03-28 Approved without change
200003-7100-002 Revision of a currently approved collection 2000-03-17 Approved without change
200002-7100-001 New collection (Request for a new OMB Control Number) 2000-02-01 Approved without change

OMB Details

FR 4010 Reporting BHCs and SLHCs

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight