Filings Related to the Gramm-Leach-Bliley Act

ICR 202007-7100-002

OMB: 7100-0292

Federal Form Document

Forms and Documents
Document
Name
Status
Justification for No Material/Nonsubstantive Change
2020-07-07
IC Document Collections
ICR Details
7100-0292 202007-7100-002
Historical Active 201701-7100-007
FRS FR 4010; FR 4011; FR 4012; FR4017; FR 4019; FR4023
Filings Related to the Gramm-Leach-Bliley Act
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 07/07/2020
Retrieve Notice of Action (NOA) 07/07/2020
  Inventory as of this Action Requested Previously Approved
07/31/2020 07/31/2020 07/31/2020
112 0 90
1,846 0 1,799
0 0 0

This family of reporting and recordkeeping requirements related to amendments made by the Gramm-Leach-Bliley Act (GLB Act), to the Bank Holding Company Act (BHC Act), the Federal Reserve Act (FRA), and related regulations is currently composed of the following: The Declarations to Become a Financial Holding Company (FHC) (FR 4010); The Requests for Determinations and Interpretations Regarding Activities Financial in Nature (FR 4011); The Notices of Failure to Meet Capital or Management Requirements (FR 4012);2 The Notices by State Member Banks to Invest in Financial Subsidiaries (FR 4017); The Regulatory Relief Requests Associated with Merchant Banking Activities (FR 4019); and The Recordkeeping Requirements Associated with Merchant Banking Activities (FR 4023). These collections of information are event-generated and as such, there are no formal reporting forms associated with them. In each case, the type of information required to be filed is described in the Board’s regulations.

US Code: 12 USC 1843(l)(1)(C) Name of Law: Bank Holding Company Act
   US Code: 12 USC 1467a(c)(2)(H) Name of Law: Home Owner's Loan Act
   US Code: 12 USC 3106(a) Name of Law: International Banking Act
   US Code: 12 USC 1843(j)-(k) Name of Law: Bank Holding Company Act
   US Code: 12 USC 1843(l)(1) and (m) Name of Law: Bank Holding Company Act
   US Code: 12 USC 335 Name of Law: Federal Reserve Act
   US Code: 12 USC 1843(k)(7) Name of Law: Bank Holding Company Act
  
None

Not associated with rulemaking

  81 FR 71730 10/18/2016
82 FR 4880 01/17/2017
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 112 90 0 0 22 0
Annual Time Burden (Hours) 1,846 1,799 0 0 47 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The increase in total annual burden hours reflects an update to the respondent counts.

$0
No
    No
    No
No
No
No
No
Richard Palmer 202 502-8438 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/07/2020


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