Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation Q

In September and October of 2013, the Office of the Comptroller of the Currency (OCC), Board, and Federal Deposit Insurance Corporation (FDIC) (collectively, the agencies) published final rules that revised their risk-based and leverage capital requirements for banking organizations. For the Board, Regulation Q - Capital Adequacy of Bank Holding Companies, Savings and Loan Holding Companies, and State Member Banks (12 CFR Part 217) was revised and created recordkeeping and disclosure requirements.

The latest form for Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation Q expires 2023-03-31 and can be found here.

Standardized Approach - Recordkeeping Sections 217.35(b)(3)(i)(A), 217.37(c)(4)(i)(E), 217.41(b)(3), and 217.41(c)(2)(i) (Initial Setup)

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight