NOTICE PURSUANT TO RULE 17F-2 (17 CFR 240.17F-2(E)

ICR 198107-3235-009

OMB: 3235-0031

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
157984
Migrated
ICR Details
3235-0031 198107-3235-009
Historical Active
SEC
NOTICE PURSUANT TO RULE 17F-2 (17 CFR 240.17F-2(E)
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 09/14/1981
Retrieve Notice of Action (NOA) 07/21/1981
  Inventory as of this Action Requested Previously Approved
09/30/1984 09/30/1984
150 0 0
75 0 0
0 0 0

RULE 17F-2 (E), ADOPTED ON MARCH 16, 1976, REQUIRES COVERED ENTITIES (SEE NO. 23 BELOW) TO SUBMIT A NOTICE IDENTIFYING CASSES OF PERSONS CLAIMED TO BE EXEMPT FROM THE STATUTORY FINGERPRINTING REQUIREMENT. THE INFORMATION IS USED TO ENSURE THAT APPROPRIATE PERSONS ARE FINGERPRINTED AND THAT ONLY FIGERPRINTED PERSONS HAVE ACCESS TO THE HANDLING AND PROCESSING OF SECURITIES, MONIES AND ORIGINAL BOOKS AND RECORDS RELATING THERETO.

None
None


No

1
IC Title Form No. Form Name
NOTICE PURSUANT TO RULE 17F-2 (17 CFR 240.17F-2(E)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 150 0 0 0 150 0
Annual Time Burden (Hours) 75 0 0 0 75 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/21/1981


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