OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Notice pursuant to Rule 17f-2(e)(17 CFR 240.17f-2(e))

OMB 3235-0031 · SEC.

OMB 3235-0031

Rule 17f-2(e) requires members of national securities exchanges, brokers, dealers, registered transfer agents, and registered clearing agencies that claim an exemption from the fingerprint requirements of Rule 17f-2 to prepare and maintain a statement supporting their claim for exemption and specifies the information that must be included in these statements.

The latest form for Notice pursuant to Rule 17f-2(e)(17 CFR 240.17f-2(e)) expires 2026-12-31 and is listed under ICR 202307-3235-006.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
3235-0031.pdf Supplementary Document
3235-0031.pdf Supplementary Document
2023 Rule 17f-2(e) Supporting Statement - DGL REVISED.pdfSupporting Statement A
3235-0031 30 Day Notice.pdf Supplementary Document
3235-0031 60 day notice.pdf Supplementary Document
Notice pursuant to Rule 17f-2(e)(17 CFR 240.17f-2(e)) Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202307-3235-006 Extension without change of a currently approved collection 2023-09-22 Approved without change
202002-3235-012 Extension without change of a currently approved collection 2020-09-21 Approved without change
201705-3235-010 Extension without change of a currently approved collection 2017-08-23 Approved without change
201406-3235-005 Extension without change of a currently approved collection 2014-09-29 Approved without change
201106-3235-004 Extension without change of a currently approved collection 2011-08-23 Approved without change
200802-3235-013 Extension without change of a currently approved collection 2008-05-13 Approved without change
200506-3235-002 Extension without change of a currently approved collection 2005-06-09 Approved without change
200206-3235-001 Extension without change of a currently approved collection 2002-06-04 Approved without change
199907-3235-001 Extension without change of a currently approved collection 1999-07-06 Approved without change
199609-3235-014 Extension without change of a currently approved collection 1996-09-01 Approved without change
199308-3235-018 Revision of a currently approved collection 1993-08-04 Approved without change
199011-3235-004 Revision of a currently approved collection 1990-11-19 Approved without change
198710-3235-007 Revision of a currently approved collection 1987-10-05 Approved without change
198407-3235-003 Revision of a currently approved collection 1984-07-11 Approved without change
198205-3235-001 Revision of a currently approved collection 1982-05-03 Approved without change
198107-3235-009 New collection (Request for a new OMB Control Number) 1981-07-21 Approved without change