17F-2(E) WAS ADOPTED ON MARCH 16,
1976. THE PROPOSED AMENDMENT WOULD CLARIFY THE NOTICE CONTENT
REQUIREMENT & EXEMPT CERTAIN SMALL TANSFER AGENTS FROM THAT
REQUIREMENT. IN ADDITION, THE PROP. AMEND. WOULD ELI THE
REQUIREMENT TO SUBMIT NOTICES. INSTEAD, A COVERED ENTITY MUST MAK
& KEEP CURRENT A NOTICE IDENTIF. PERSONS CLAIMED TO BE EXEMPT.
THE INFO. IS USED TO INSURE THT THE APPROP. PERSONS ARE
FINGERPRINTED & TH ONLY THOSE PERSONS HAVE ACCESS TO SEC.
PROCESSING. EXP. EFF. DATE 7/2/
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.