APPLICATION FOR REGISTRATION AND EXEMPTION OF EXCHANGES FORMS 1 AND 1-A (17 CFR 249.1 AND 17 CFR 249.1A)

ICR 198207-3235-006

OMB: 3235-0017

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0017 198207-3235-006
Historical Active 198106-3235-009
SEC
APPLICATION FOR REGISTRATION AND EXEMPTION OF EXCHANGES FORMS 1 AND 1-A (17 CFR 249.1 AND 17 CFR 249.1A)
Revision of a currently approved collection   No
Regular
Approved without change 09/27/1982
Retrieve Notice of Action (NOA) 07/27/1982
  Inventory as of this Action Requested Previously Approved
09/30/1985 09/30/1985 08/31/1983
1 0 1
100 0 150
0 0 0

THE AMENDMENTS WOULD STREAMLINE FORMS 1 AND 1-A, PRESCRIBED BY THE COMMISSION FOR APPLICATIONS FOR, OR EXEMPTION FROM, REGISTRATION AS A NATIONAL SECURITIES EXCHANE, AND FOR AMENDMENTS TO AND/OR SUPPLEMENTATION OF SUCH REGISTRATION OR EXEMPTION STATEMENTS, RESPECTIVELY. WE ESTIMATE THAT THE PROPOSED AMENDMENT WILL BE EFFECTI IN SEPTEMBER 1982.

None
None


No

1
IC Title Form No. Form Name
APPLICATION FOR REGISTRATION AND EXEMPTION OF EXCHANGES FORMS 1 AND 1-A (17 CFR 249.1 AND 17 CFR 249.1A) 1361, 486

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 100 150 0 -50 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/27/1982


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