17 CFR 240.17AB2-1 RULE 17AB2-1 - REGISTRATION OF CLEARING AGENCY FORM CA-1 - FORM FOR REGISTRATION OR FOR EXEMPTION FROM REG. AS A CLEARING AGENCY & FOR AMENDMT TO REGISTRATION

ICR 198308-3235-031

OMB: 3235-0195

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0195 198308-3235-031
Historical Active 198110-3235-053
SEC
17 CFR 240.17AB2-1 RULE 17AB2-1 - REGISTRATION OF CLEARING AGENCY FORM CA-1 - FORM FOR REGISTRATION OR FOR EXEMPTION FROM REG. AS A CLEARING AGENCY & FOR AMENDMT TO REGISTRATION
No material or nonsubstantive change to a currently approved collection   No
Emergency 08/16/1983
Approved with change 08/16/1983
Retrieve Notice of Action (NOA) 08/16/1983
  Inventory as of this Action Requested Previously Approved
12/31/1984 12/31/1984 12/31/1984
12 0 12
260 0 1,800
0 0 0

THE SECURITIES EXCHANGE ACT OF 1934 REQUIRES THAT CLEARING AGENCIES BE REGISTERED WITH THE COMMISSION. THE COMMISSION MAY REGISTER A CLEARIN AGENCY ONLY IF IT MEETS CERTAIN CRITERIA. BY REVIEWING THE INFORMATIO IN FORM CA-1, THE COMMISSION DETERMINES WHETHER IT SHOULD GRANT REGISTRATION. THE RULE AND FORM WERE ADOPTED ON NOVEMBER 3, 1975.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 12 12 0 0 0 0
Annual Time Burden (Hours) 260 1,800 0 -1,540 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/16/1983


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