ACCURATE CREATION AND MAINTENANCE OF SECURITY HOLDER FILES (RULES 17AD-10)

ICR 198311-3235-004

OMB: 3235-0273

Federal Form Document

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ICR Details
3235-0273 198311-3235-004
Historical Active 198210-3235-003
SEC
ACCURATE CREATION AND MAINTENANCE OF SECURITY HOLDER FILES (RULES 17AD-10)
Revision of a currently approved collection   No
Regular
Approved without change 12/28/1983
Retrieve Notice of Action (NOA) 11/03/1983
  Inventory as of this Action Requested Previously Approved
11/30/1986 11/30/1986 01/31/1984
550,000 0 550,000
44,000 0 44,000
0 0 0

RULE 17AD-10, AS ADOPTED IN JUNE 1983, REQUIRES TRANSFER AGENTS TO CREATE AND MAINTAIN CERTAIN MINIMUM INFORMATION CONCERNING SECURITY HOLDERS RELATIVE TO THEIR OWNERSHIP OF AN ISSUE OF SECURITIES FOR WHICH THE TRANSFER AGENT PERFORMS TRANSFER AGENT FUNCTIONS.

None
None


No

1
IC Title Form No. Form Name
ACCURATE CREATION AND MAINTENANCE OF SECURITY HOLDER FILES (RULES 17AD-10)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 550,000 550,000 0 0 0 0
Annual Time Burden (Hours) 44,000 44,000 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/03/1983


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