APPLICATION FOR MUNICIPAL SECURITIES PRINCIPAL OR MUNICIPAL SECURITIES REPRESENTATIVE ASSOCIATED WITH A BANK MUNICIPAL SECURITIES DEALER

ICR 198403-7100-009

OMB: 7100-0100

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
7100-0100 198403-7100-009
Historical Active 198109-7100-006
FRS
APPLICATION FOR MUNICIPAL SECURITIES PRINCIPAL OR MUNICIPAL SECURITIES REPRESENTATIVE ASSOCIATED WITH A BANK MUNICIPAL SECURITIES DEALER
No material or nonsubstantive change to a currently approved collection   No
Emergency 03/19/1984
Approved with change 03/19/1984
Retrieve Notice of Action (NOA) 03/19/1984
  Inventory as of this Action Requested Previously Approved
09/30/1984 09/30/1984 09/30/1984
293 0 103
879 0 309
0 0 0

FILING APPLICAITON REQUIRED OF PERSON ASSOCIATED WITH MUNICIPAL SECURITIES DEALER (MSD) BANK AND MSD PRIOR TO SUCH PERSON FUNCTIONING IN PROFESSIONAL CAPACITY. VERIFY COMPLIANCE WITH MUNICIPAL SECURITIES RULEMAKING BOARD RULES AND RELATED SECURITIES AND BANKING LAWS. SOURCE DOCUMENT FOR ENTRY INTO INTERAGENCY COMPUTER SYSTEM OF RECORDS.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 293 103 0 190 0 0
Annual Time Burden (Hours) 879 309 0 570 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/19/1984


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