OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Uniform Application and Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer

OMB 7100-0100 · FRS.

OMB 7100-0100

These mandatory information collections must be submitted in certain circumstances by a municipal security dealer (MSD) that is itself or is a subsidiary of a state member bank (SMB), a bank holding company (BHC), a savings and loan holding company (SLHC), or a foreign dealer bank, as defined below. Form MSD-4 collects information (such as personal history and professional qualifications) regarding an employee whom the MSD wishes to assume the duties of municipal securities principal or representative. Form MSD-5 collects the date of, and reason for, termination of such an employee.

The latest form for Uniform Application and Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer expires 2027-01-31 and is listed under ICR 202207-7100-002.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form Form MSD-4 Reporting Form MSD-4Form
Form Form MSD-5 Recordkeeping Form MSD-5Form
Form Form MSD-4 Recordkeeping Form MSD-4Form
Form Form MSD-5 Reporting Form MSD-5Form
FormMSD4_FormMSD5_20220719_omb.pdfSupporting Statement A
Reporting Form MSD-4 Form
Recordkeeping Form MSD-5 Form
Recordkeeping Form MSD-4 Form
Reporting Form MSD-5 Form

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202207-7100-002 Extension without change of a currently approved collection 2022-07-19 Approved without change
201907-7100-006 Revision of a currently approved collection 2019-07-08 Approved without change
201907-7100-004 No material or nonsubstantive change to a currently approved collection 2019-07-08 Approved without change
201702-7100-007 No material or nonsubstantive change to a currently approved collection 2017-02-13 Approved without change
201605-7100-003 Revision of a currently approved collection 2016-05-23 Approved without change
201302-7100-007 Revision of a currently approved collection 2013-04-30 Approved without change
201301-7100-004 No material or nonsubstantive change to a currently approved collection 2013-01-31 Approved without change
201002-7100-002 Extension without change of a currently approved collection 2010-04-16 Approved without change
201001-7100-005 No material or nonsubstantive change to a currently approved collection 2010-01-27 Approved without change
200701-7100-009 Extension without change of a currently approved collection 2007-04-25 Approved without change
200611-7100-004 No material or nonsubstantive change to a currently approved collection 2007-01-26 Approved without change
200403-7100-005 Extension without change of a currently approved collection 2004-03-26 Approved without change
200312-7100-008 No material or nonsubstantive change to a currently approved collection 2003-12-24 Approved without change
200103-7100-012 No material or nonsubstantive change to a currently approved collection 2001-03-28 Approved without change
200103-7100-008 Extension without change of a currently approved collection 2001-03-30 Approved without change
200101-7100-005 No material or nonsubstantive change to a currently approved collection 2001-01-23 Approved without change
199802-7100-003 Revision of a currently approved collection 1998-02-20 Approved without change
199704-7100-012 No material or nonsubstantive change to a currently approved collection 1997-04-14 Approved with change
199703-7100-009 No material or nonsubstantive change to a currently approved collection 1997-03-13 Approved with change
199502-7100-006 Revision of a currently approved collection 1995-02-21 Approved without change
199409-7100-006 No material or nonsubstantive change to a currently approved collection 1994-09-01 Approved with change
199304-7100-011 Extension without change of a currently approved collection 1993-04-23 Approved without change
199008-7100-001 Revision of a currently approved collection 1990-08-03 Approved without change
199003-7100-009 No material or nonsubstantive change to a currently approved collection 1990-03-23 Approved with change
198906-7100-031 No material or nonsubstantive change to a currently approved collection 1989-06-05 Approved with change
198710-7100-012 Revision of a currently approved collection 1987-10-01 Approved without change
198405-7100-007 Revision of a currently approved collection 1984-05-15 Approved without change
198403-7100-009 No material or nonsubstantive change to a currently approved collection 1984-03-19 Approved with change
198109-7100-006 Extension without change of a currently approved collection 1981-09-24 Approved without change
198104-7100-073 Revision of a currently approved collection 1981-04-30 Approved without change

OMB Details

Reporting Form MSD-4

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Information collection instruments
FormNameElectronic accessType
Form Form MSD-4Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealerwww.federalreserve.gov/apps/reportforms/default.aspxForm
Form www.federalreserve.gov/apps/reportforms/default.aspxInstruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.