UNIFORM APPLICATION FOR MUNICIPAL SECURITIES PRINCIPAL OR MUNICIPAL SECURITIES REPRESENTATIVE ASSOCIATED WITH A BANK MUNICIPAL SECURITIES DEALER

ICR 199304-7100-011

OMB: 7100-0100

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
7100-0100 199304-7100-011
Historical Active 199008-7100-001
FRS
UNIFORM APPLICATION FOR MUNICIPAL SECURITIES PRINCIPAL OR MUNICIPAL SECURITIES REPRESENTATIVE ASSOCIATED WITH A BANK MUNICIPAL SECURITIES DEALER
Extension without change of a currently approved collection   No
Regular
Approved without change 05/28/1993
Retrieve Notice of Action (NOA) 04/23/1993
  Inventory as of this Action Requested Previously Approved
10/31/1994 10/31/1994 09/30/1993
369 0 369
369 0 369
0 0 0

THE FILING OF THIS APPLICATION IS REQUIRED OF A MUNICIPAL SECURITIES DEALER BANK (MSD) AND A PERSON ASSOCIATED WITH A MSD, PRIOR TO SUCH PERSON FUNCTIONING IN A PROFESSIONAL CAPACITY. THIS APPLICATION SERVE TO VERIFY COMPLIANCE WITH THE RULES OF THE MUNICIPAL SECURITIES RULEMAKING BOARD AND WITH RELATED SECURITIES AND BANKING LAWS. IT IS ALSO USED AS A SOURCE DOCUMENT FOR ENTRY INTO AN INTERAGENCY

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 369 369 0 0 0 0
Annual Time Burden (Hours) 369 369 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/23/1993


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