NOTICE OF NON-COMPLIANCE WITH TURNAROUND STANDARD (17 CFR 240.17AD-2(C), (D) AND (H)

ICR 198409-3235-003

OMB: 3235-0130

Federal Form Document

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ICR Details
3235-0130 198409-3235-003
Historical Active 198109-3235-035
SEC
NOTICE OF NON-COMPLIANCE WITH TURNAROUND STANDARD (17 CFR 240.17AD-2(C), (D) AND (H)
Revision of a currently approved collection   No
Regular
Approved without change 10/15/1984
Retrieve Notice of Action (NOA) 09/05/1984
  Inventory as of this Action Requested Previously Approved
10/31/1987 10/31/1987 11/30/1984
8 0 7
4 0 4
0 0 0

A NOTICE FILED UNDER RULE 17AD02(C), (D) AND (H) ADOPTED JUNE 16, 1977 IS NEEDED TO INFORM THE APPROPRIATE REGULATORY AGENCIES ("ARA'S) (SEE 3(A)(34)(B) OF THE EXCHANGE ACT) OF THE FAILURE TO MEET THE MINIMUM PERFORMANCE STANDARDS OF THE COMMISSION'S RULES. THE NOTICE IS USED (1) TO ALERT THE ARA OF THE NEED TO MONITOR THE SITUATION AND (2) TO ALLOW AN ARA TO TAKE APPROPRIATE REMEDIAL ACTION, IF NECESSARY.

None
None


No

1
IC Title Form No. Form Name
NOTICE OF NON-COMPLIANCE WITH TURNAROUND STANDARD (17 CFR 240.17AD-2(C), (D) AND (H)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 8 7 0 1 0 0
Annual Time Burden (Hours) 4 4 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/05/1984


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