REPORT OF MISSING, LOST, STOLEN OR COUNTERFEIT SECURITIES (17 CFR PARA. 240.17F-1(C)), FORM X-17F-1A (17 CFR PARA. 249.100)

ICR 198512-3235-001

OMB: 3235-0037

Federal Form Document

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Name
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No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0037 198512-3235-001
Historical Active 198407-3235-014
SEC
REPORT OF MISSING, LOST, STOLEN OR COUNTERFEIT SECURITIES (17 CFR PARA. 240.17F-1(C)), FORM X-17F-1A (17 CFR PARA. 249.100)
Revision of a currently approved collection   No
Regular
Approved without change 01/08/1986
Retrieve Notice of Action (NOA) 12/06/1985
  Inventory as of this Action Requested Previously Approved
11/30/1988 11/30/1988 09/30/1987
361,000 0 233,701
30,083 0 19,475
0 0 0

THE RULE REQUIRES REPORTING INSTITUTIONS TO REPORT LOST, STOLEN, MISSING AND COUNTERFEIT SECURITIES TO A CENTRAL DATA BASE. FORM X-17F-1A FACILITATES ACCURATE REPORTING AND PRECISE AND IMMEDIATE DATA ENTRY INTO THE COMPUTERIZED DATA BASE. EXCHANGES, SECURITIES ASSOCIATIONS AND THEIR MEMBERS, BROKERS, DEALERS, TRANSFER AGENTS, AND CLEARING AGENCIES AND THEIR PARTICIPANTS, FDIC BANKS AND

None
None


No

1
IC Title Form No. Form Name
REPORT OF MISSING, LOST, STOLEN OR COUNTERFEIT SECURITIES (17 CFR PARA. 240.17F-1(C)), FORM X-17F-1A (17 CFR PARA. 249.100) 17 CFR, PARA., 240.17F-1(C), RULE, 17F-1(C), FORM NO., PARA, 249.100

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 361,000 233,701 0 127,299 0 0
Annual Time Burden (Hours) 30,083 19,475 0 10,608 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/06/1985


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