Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)

OMB 3235-0037

Rule 17f-1(c) requires reporting institutions to report, lost, stolen, missing, or counterfeit securities to a central data base. Form X-17F-1A facilitates the accurate reporting and precise and immediate data entry into the computerized database. Exchanges, securities associations and the members, broker-dealers, transfer agents, and clearing agencies and their participants, FDIC banks, and Federal Reserve member banks must comply with the rule.

The latest form for Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100) expires 2022-03-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 1666 Form X-17F-1A Form and Instruction
3235-0341 2021-24425.pdf Supplementary Document
3235-0037.pdf Supplementary Document
DGL REVISED 2021 Rule 17f-1(c) - Supporting Statement.pdf Supporting Statement A
60 day notice Federal Register, Volume 83 Issue 158 (Wednesday, August 15, 2018).htm Supplementary Document
30 day notice for Federal Register, Volume 83 Issue 222 (Friday, November 16, 2018).htm Supplementary Document
Form X-17F-1A Form and Instruction

All Historical Document Collections

202110-3235-011 Approved without change	Extension without change of a currently approved collection	2022-01-11
201807-3235-003 Approved without change	Extension without change of a currently approved collection	2018-12-12
201507-3235-008 Approved without change	Extension without change of a currently approved collection	2015-11-16
201208-3235-011 Approved without change	Extension without change of a currently approved collection	2012-11-07
200911-3235-013 Approved with change	Extension without change of a currently approved collection	2009-11-12
200906-3235-007 Improperly submitted and continue	Revision of a currently approved collection	2009-09-01
200607-3235-007 Approved without change	Extension without change of a currently approved collection	2006-08-08
200308-3235-009 Approved without change	Extension without change of a currently approved collection	2003-08-19
200006-3235-013 Approved without change	Extension without change of a currently approved collection	2000-06-28
199708-3235-007 Approved without change	Extension without change of a currently approved collection	1997-08-18
199409-3235-003 Approved without change	Extension without change of a currently approved collection	1994-09-01
199110-3235-002 Approved without change	Revision of a currently approved collection	1991-10-01
198811-3235-001 Approved without change	Extension without change of a currently approved collection	1988-11-04
198512-3235-001 Approved without change	Revision of a currently approved collection	1985-12-06
198407-3235-014 Approved without change	Extension without change of a currently approved collection	1984-07-11
198107-3235-015 Approved without change	New collection (Request for a new OMB Control Number)	1981-07-22