OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)

OMB 3235-0037 · SEC.

OMB 3235-0037

Rule 17f-1(c) requires reporting institutions to report, lost, stolen, missing, or counterfeit securities to a central data base. Form X-17F-1A facilitates the accurate reporting and precise and immediate data entry into the computerized database. Exchanges, securities associations and the members, broker-dealers, transfer agents, and clearing agencies and their participants, FDIC banks, and Federal Reserve member banks must comply with the rule.

The latest form for Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100) expires 2028-01-31 and is listed under ICR 202409-3235-021.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form SEC 1666 Form X-17F-1AForm and Instruction
Form SEC 1666 Form X-17F-1AForm and Instruction
89 FR 95255 (OMB 3235–0037).pdfSupplementary Document
89 FR 95255 (OMB 3235–0037).pdf Supplementary Document
pia-srts-effs.pdfSupplementary Document
pia-srts-effs.pdf Supplementary Document
89 FR 78919 (OMB 3235–0037).pdfSupplementary Document
89 FR 78919 (OMB 3235–0037).pdf Supplementary Document
2024 Rule 17f-1(c) Supporting Statement.pdfSupporting Statement A
2024 Rule 17f-1(b) Supporting Statement.pdfSupporting Statement A
Form X-17F-1A Form and Instruction
Form X-17F-1A Form and Instruction
Rule 17f-1(c) Information collection
Rule 17f-1(c) Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202409-3235-021 Extension without change of a currently approved collection 2024-12-02
202110-3235-011 Extension without change of a currently approved collection 2022-01-11 Approved without change
201807-3235-003 Extension without change of a currently approved collection 2018-12-12 Approved without change
201507-3235-008 Extension without change of a currently approved collection 2015-11-16 Approved without change
201208-3235-011 Extension without change of a currently approved collection 2012-11-07 Approved without change
200911-3235-013 Extension without change of a currently approved collection 2009-11-12 Approved with change
200906-3235-007 Revision of a currently approved collection 2009-09-01 Improperly submitted and continue
200607-3235-007 Extension without change of a currently approved collection 2006-08-08 Approved without change
200308-3235-009 Extension without change of a currently approved collection 2003-08-19 Approved without change
200006-3235-013 Extension without change of a currently approved collection 2000-06-28 Approved without change
199708-3235-007 Extension without change of a currently approved collection 1997-08-18 Approved without change
199409-3235-003 Extension without change of a currently approved collection 1994-09-01 Approved without change
199110-3235-002 Revision of a currently approved collection 1991-10-01 Approved without change
198811-3235-001 Extension without change of a currently approved collection 1988-11-04 Approved without change
198512-3235-001 Revision of a currently approved collection 1985-12-06 Approved without change
198407-3235-014 Extension without change of a currently approved collection 1984-07-11 Approved without change
198107-3235-015 New collection (Request for a new OMB Control Number) 1981-07-22 Approved without change

OMB Details

Form X-17F-1A

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Information collection instruments
FormNameElectronic accessType
Form SEC 1666Form X-17F-1Awww.sec.gov/about/forms/formx-17f-1a.pdfForm and instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.