Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)

ICR 201807-3235-003

OMB: 3235-0037

Federal Form Document

Forms and Documents
IC Document Collections
IC ID
Document
Title
Status
34104 Modified
ICR Details
3235-0037 201807-3235-003
Active 201507-3235-008
SEC TM-270-029
Reporting of missing, lost, stolen or counterfeit securities (17 CFR Section 240.17f-1(c); Form X-17F-1A (17 CFR Section 249.100)
Extension without change of a currently approved collection   No
Regular
Approved without change 03/08/2019
Retrieve Notice of Action (NOA) 12/12/2018
  Inventory as of this Action Requested Previously Approved
03/31/2022 36 Months From Approved 03/31/2019
303,000 0 465,000
25,250 0 38,750
0 0 0

Rule 17f-1(c) requires reporting institutions to report, lost, stolen, missing, or counterfeit securities to a central data base. Form X-17F-1A facilitates the accurate reporting and precise and immediate data entry into the computerized database. Exchanges, securities associations and the members, broker-dealers, transfer agents, and clearing agencies and their participants, FDIC banks, and Federal Reserve member banks must comply with the rule.

None
None

Not associated with rulemaking

  83 FR 40611 08/15/2018
83 FR 57771 11/16/2018
No

1
IC Title Form No. Form Name
Form X-17F-1A SEC 1666 Form X-17F-1A

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 303,000 465,000 0 0 -162,000 0
Annual Time Burden (Hours) 25,250 38,750 0 0 -13,500 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The burden decreased because the estimated number of reporting entities is lower than in previous years and because the estimated number of reports is lower than in previous years.

$0
No
    No
    No
No
No
No
Uncollected
Catherine Whiting 202 551-4990

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/12/2018


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