REGISTRATION STATEMENTS OF SECURITIES ASSOCIATIONS RULE 15AJ-1, FORM X-15AJ-1 AND FORM X-15AJ-2 SEC 894, SEC 895

ICR 198709-3235-005

OMB: 3235-0044

Federal Form Document

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Name
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ICR Details
3235-0044 198709-3235-005
Historical Active 198407-3235-006
SEC
REGISTRATION STATEMENTS OF SECURITIES ASSOCIATIONS RULE 15AJ-1, FORM X-15AJ-1 AND FORM X-15AJ-2 SEC 894, SEC 895
Extension without change of a currently approved collection   No
Regular
Approved without change 10/29/1987
Retrieve Notice of Action (NOA) 09/29/1987
  Inventory as of this Action Requested Previously Approved
10/31/1990 10/31/1990 12/31/1987
1 0 1
3 0 3
0 0 0

UNDER SECTIONS 15A AND 19 OF THE SECURITIES EXCHANGE ACT OF 1934 ("ACT"), A REGISTERED SECURITIES ASSOCIATION MUST BE ORGANIZED AND HAV THE CAPACITY TO CARRY OUT THE PURPOSES OF THE ACT AND MUST HAVE RULES DESIGNED TO PROTECT INVESTORS AND THE PUBLIC INTEREST. RULE 15AJ FORM X-15AJ-1, AND FORM X-15AJ-2, ADOPTED IN 1939, ARE DESIGNED TO ENABLE THE COMMISSION TO CARRY OUT ITS OVERSIGHT FUNCTIONS AND TO

None
None


No

1
IC Title Form No. Form Name
REGISTRATION STATEMENTS OF SECURITIES ASSOCIATIONS RULE 15AJ-1, FORM X-15AJ-1 AND FORM X-15AJ-2 SEC 894, SEC 895 SEC 894, SEC 895

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 3 3 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/29/1987


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