NOTICES REGARDING "EXEMPT TRANSFER AGENT" STATUS (17 CFR 240.17AD-4(B) AND (C))

ICR 198901-3235-005

OMB: 3235-0341

Federal Form Document

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ICR Details
3235-0341 198901-3235-005
Historical Active 198601-3235-005
SEC
NOTICES REGARDING "EXEMPT TRANSFER AGENT" STATUS (17 CFR 240.17AD-4(B) AND (C))
Revision of a currently approved collection   No
Regular
Approved without change 04/10/1989
Retrieve Notice of Action (NOA) 01/31/1989
  Inventory as of this Action Requested Previously Approved
01/31/1992 01/31/1992 01/31/1989
70 0 70
35 0 35
0 0 0

RULE 17AD-4(B) AND (C) IS USED T DOCUMENT WHEN TRANSFER AGENTS ARE EXEMPT, OR NO LONGER EXEMPT, FROM THE MINIMUM PERFORMANCE STANDARDS AND CERTAIN RECORDKEEPING PROVISIONS OF THE COMMISSION'S TRANSFER AGENT RULES.

None
None


No

1
IC Title Form No. Form Name
NOTICES REGARDING "EXEMPT TRANSFER AGENT" STATUS (17 CFR 240.17AD-4(B) AND (C))

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 70 70 0 0 0 0
Annual Time Burden (Hours) 35 35 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/31/1989


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