RULE 270.17A-7 UNDER THE INVESTMENT COMPANY ACT OF 1940, EXEMPTION OF CERTAIN PURCHASES OR SALE TRANSACTIONS BETWEEN AN INVESTMENT CO. & CERTAIN AFFILIATED PERSONS THEREOF

ICR 199102-3235-013

OMB: 3235-0214

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0214 199102-3235-013
Historical Active 198904-3235-043
SEC
RULE 270.17A-7 UNDER THE INVESTMENT COMPANY ACT OF 1940, EXEMPTION OF CERTAIN PURCHASES OR SALE TRANSACTIONS BETWEEN AN INVESTMENT CO. & CERTAIN AFFILIATED PERSONS THEREOF
Revision of a currently approved collection   No
Regular
Approved without change 05/03/1991
Retrieve Notice of Action (NOA) 02/05/1991
  Inventory as of this Action Requested Previously Approved
01/31/1994 01/31/1994 02/28/1991
500 0 500
500 0 500
0 0 0

RULE 17A-7 REQUIRES VARIOUS RECORDS TO BE KEPT IN CONNECTION WITH CERTAIN PURCHASES OR SALE TRANSACTIONS BETWEEN REGISTERED INVESTMENT COMPANIES AND CERTAIN OF THEIR AFFILIATES TO FACILITATE THE COMMISSION MONITORING OF TRANSACTIONS EXECUTED PURSUANT TO THE RULES.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 500 500 0 0 0 0
Annual Time Burden (Hours) 500 500 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/05/1991


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