REGULATION OF HYBRID INSTRUMENTS

ICR 199204-3038-001

OMB: 3038-0041

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
148985
Migrated
ICR Details
3038-0041 199204-3038-001
Historical Active 198901-3038-001
CFTC
REGULATION OF HYBRID INSTRUMENTS
Extension without change of a currently approved collection   No
Regular
Approved without change 07/09/1992
Retrieve Notice of Action (NOA) 04/03/1992
  Inventory as of this Action Requested Previously Approved
07/31/1995 07/31/1995 04/30/1992
30 0 30
5 0 5
0 0 0

THE PURPOSE OF THE RULES IS TO CLARIFY THE REGULATORY TREATMENT UNDER THE COMMODITY EXCHANGE ACT OF INSTRUMENTS WHICH APPEAR TO POSSESS LIMITED INDICIA OF COMMODITY OPTIONS. THE RULES PROVIDE A REGULATORY EXEMPTION PROCEDURE REQUIRING NOTICE TO THE COMMODITY FUTURES TRADING COMMISSION UNDER CERTAIN LIMITED CIRCUMSTANCES.

None
None


No

1
IC Title Form No. Form Name
REGULATION OF HYBRID INSTRUMENTS

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 30 30 0 0 0 0
Annual Time Burden (Hours) 5 5 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/03/1992


© 2024 OMB.report | Privacy Policy