UNIFORM TERMINATION NOTICE FOR MUNICIPAL SECURITIES PRINCIPAL OR MUNICIPAL SECURITIES REPRESENTATIVE ASSOCIATED WITH A BANK MUNICIPAL SECURITIES DEALER

ICR 199409-7100-005

OMB: 7100-0101

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
7100-0101 199409-7100-005
Historical Active 199304-7100-010
FRS
UNIFORM TERMINATION NOTICE FOR MUNICIPAL SECURITIES PRINCIPAL OR MUNICIPAL SECURITIES REPRESENTATIVE ASSOCIATED WITH A BANK MUNICIPAL SECURITIES DEALER
No material or nonsubstantive change to a currently approved collection   No
Emergency 09/01/1994
Approved with change 09/01/1994
Retrieve Notice of Action (NOA) 09/01/1994
  Inventory as of this Action Requested Previously Approved
10/31/1994 10/31/1994 10/31/1994
133 0 377
33 0 94
0 0 0

THIS NOTICE MUST BE FILED WITHIN 30 DAYS AFTER A PERSON ASSOCIATED IN A PROFESSIONAL CAPACITY WITH A BANK MUNICIPAL SECURITIES DEALER TERMINATES EMPLOYMENT. THE NOTICE IS A COMPLIANCE FOR RULES OF THE MUNICIPAL SECURITIES RULEMAKING BOARD AND FOR RELATED SECURITIES AND BANKING LAWS. IT IS ALSO A SOURCE DOCUMENT FOR UPDATING INFORMATION O AN INTERAGENCY COMPUTER SYSTEM OF RECORDS.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 133 377 0 0 -244 0
Annual Time Burden (Hours) 33 94 0 0 -61 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/01/1994


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