OMB control number

Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer

OMB 7100-0101 · FRS.

OMB 7100-0101

This mandatory information collection is submitted on occasion by a municipal security dealer (MSD) that is, or is a subsidiary of, a state member bank (SMB), a bank holding company (BHC), a savings and loan holding company (SLHC), or a foreign dealer bank. Form MSD-5 collects the date of, and reason for, termination of such an employee.

The latest form for Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer expires 2022-07-31 and is listed under ICR 201907-7100-007.

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
201907-7100-007 Revision of a currently approved collection 2019-07-08 Approved without change
201907-7100-005 No material or nonsubstantive change to a currently approved collection 2019-07-08 Approved without change
201702-7100-008 No material or nonsubstantive change to a currently approved collection 2017-02-13 Approved without change
201605-7100-005 Revision of a currently approved collection 2016-05-23 Approved without change
201302-7100-008 Extension without change of a currently approved collection 2013-04-30 Approved without change
201301-7100-005 No material or nonsubstantive change to a currently approved collection 2013-01-31 Approved without change
201002-7100-003 Extension without change of a currently approved collection 2010-04-16 Approved without change
201001-7100-006 No material or nonsubstantive change to a currently approved collection 2010-01-27 Approved without change
200701-7100-010 Extension without change of a currently approved collection 2007-04-25 Approved without change
200611-7100-005 No material or nonsubstantive change to a currently approved collection 2007-01-26 Approved without change
200403-7100-008 Extension without change of a currently approved collection 2004-03-26 Approved without change
200312-7100-007 No material or nonsubstantive change to a currently approved collection 2003-12-24 Approved without change
200103-7100-005 Extension without change of a currently approved collection 2001-03-23 Approved without change
200101-7100-006 No material or nonsubstantive change to a currently approved collection 2001-01-23 Approved without change
199802-7100-004 Revision of a currently approved collection 1998-02-20 Approved without change
199703-7100-011 No material or nonsubstantive change to a currently approved collection 1997-03-13 Approved with change
199502-7100-004 Extension without change of a currently approved collection 1995-02-21 Approved without change
199409-7100-005 No material or nonsubstantive change to a currently approved collection 1994-09-01 Approved with change
199304-7100-010 Extension without change of a currently approved collection 1993-04-23 Approved without change
199008-7100-003 Revision of a currently approved collection 1990-08-03 Approved without change
199003-7100-010 No material or nonsubstantive change to a currently approved collection 1990-03-23 Approved with change
198906-7100-032 No material or nonsubstantive change to a currently approved collection 1989-06-05 Approved with change
198710-7100-010 Revision of a currently approved collection 1987-10-01 Approved without change
198407-7100-010 No material or nonsubstantive change to a currently approved collection 1984-07-10 Approved with change
198405-7100-008 Revision of a currently approved collection 1984-05-15 Approved without change
198403-7100-008 No material or nonsubstantive change to a currently approved collection 1984-03-19 Approved with change
198203-7100-001 Revision of a currently approved collection 1982-03-03 Approved without change
198110-7100-027 Revision of a currently approved collection 1981-10-27 Approved without change
198104-7100-074 Revision of a currently approved collection 1981-04-30 Approved without change