Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer

ICR 201302-7100-008

OMB: 7100-0101

Federal Form Document

Forms and Documents
ICR Details
7100-0101 201302-7100-008
Historical Active 201301-7100-005
FRS MSD-5
Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
Extension without change of a currently approved collection   No
Delegated
Approved without change 04/30/2013
Retrieve Notice of Action (NOA) 04/30/2013
  Inventory as of this Action Requested Previously Approved
04/30/2016 36 Months From Approved 04/30/2013
50 0 50
13 0 13
0 0 0

This notice collects the date of, and reason for, termination of an employee a bank had assume the duties of a municipal securities principal or representative.

US Code: 15 USC 78o-4(a)-(c), 78w(a) Name of Law: Securities Exchange Act
   US Code: 12 USC 248(a)(1) Name of Law: Federal Reserve Act
   US Code: 12 USC 3105(c)(2) Name of Law: International Banking Act
   US Code: 15 USC 78c(a)(34)(A)(ii), 78q Name of Law: Securities Exchange Act
   US Code: 5 USC 552(b)(6) Name of Law: Freedom of Information Act
  
None

Not associated with rulemaking

  78 FR 9691 02/11/2013
78 FR 24745 04/26/2013
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 50 50 0 0 0 0
Annual Time Burden (Hours) 13 13 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
No
No
No
Uncollected
Jennifer Williams 202 452-2446 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/30/2013


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