Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer

ICR 201301-7100-005

OMB: 7100-0101

Federal Form Document

ICR Details
7100-0101 201301-7100-005
Historical Active 201002-7100-003
FRS FR MSD-5
Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 01/31/2013
Retrieve Notice of Action (NOA) 01/31/2013
  Inventory as of this Action Requested Previously Approved
04/30/2013 04/30/2013 04/30/2013
50 0 144
13 0 36
0 0 0

The FR MSD-5 is submitted on occasion by state member banks (SMBs), bank holding companies (BHCs), and foreign dealer banks that are municipal securities dealers. The FR MSD-5 collects the date of, and reason for, termination of such an employee.

US Code: 5 USC 552(b)(6) Name of Law: Freedom of Information Act
   US Code: 12 USC 248(a)(1) Name of Law: Federal Reserve Act
   US Code: 12 USC 3105(c)(2) Name of Law: Federal Reserve Act
   US Code: 15 USC 78o-4, 78q, and 78w Name of Law: Securities Exchange Act
  
None

Not associated with rulemaking

  75 FR 5320 02/02/2010
75 FR 19973 04/16/2010
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 50 144 0 0 -94 0
Annual Time Burden (Hours) 13 36 0 0 -23 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
Decrease in burden reflects an update to the FR MSD-5 respondent count.

$0
No
No
No
No
No
Uncollected
Jennifer Williams 202 452-2446 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/31/2013


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