Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer

ICR 199802-7100-004

OMB: 7100-0101

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
7100-0101 199802-7100-004
Historical Active 199703-7100-011
FRS
Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
Revision of a currently approved collection   No
Delegated
Approved without change 02/20/1998
Retrieve Notice of Action (NOA) 02/20/1998
  Inventory as of this Action Requested Previously Approved
02/28/2001 02/28/2001 02/28/1998
377 0 377
94 0 94
0 0 0

The rules of the Municipal Securities Rulemaking Board require that State member banks, bank holding companies, and foreign dealer banks that are municipal securities dealers file this notice of termination within 30 days after termination of its association with an employee who had been a municipal securities principal or representative of the dealer and on whose behalf the dealer previously filed an FR-MSD-4 application. The information collected includes the reason for and date of termination. The notice also is used as a source document for an interagency system of records.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 377 377 0 0 0 0
Annual Time Burden (Hours) 94 94 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/20/1998


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