Termination and Suspension of Unlisted Trading Privileges -- Rule 12f-3 (17 CFR 240.12f-3) and Form 28 (17 CFR 249.28)

ICR 199612-3235-015

OMB: 3235-0249

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0249 199612-3235-015
Historical Active 199310-3235-005
SEC
Termination and Suspension of Unlisted Trading Privileges -- Rule 12f-3 (17 CFR 240.12f-3) and Form 28 (17 CFR 249.28)
Extension without change of a currently approved collection   No
Regular
Approved without change 03/13/1997
Retrieve Notice of Action (NOA) 12/23/1996
In accordance with the Paperwork Reduction Act of 1995, this form must inform the public that the agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number.
  Inventory as of this Action Requested Previously Approved
03/31/2000 03/31/2000 03/31/1997
100 0 100
100 0 100
10,000 0 0

Rule 12f-3 (17 CFR 240.12f-3) prescribes the information which must be included in applications for and notices of termination or suspension of unlisted trading privileges in a security. An exchange must notify the Commission of such action by promptly filing a form 28.

None
None


No

1
IC Title Form No. Form Name
Termination and Suspension of Unlisted Trading Privileges -- Rule 12f-3 (17 CFR 240.12f-3) and Form 28 (17 CFR 249.28) SEC-484

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 100 100 0 0 0 0
Annual Time Burden (Hours) 100 100 0 0 0 0
Annual Cost Burden (Dollars) 10,000 0 0 10,000 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/23/1996


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