Information Collection

Termination and Suspension of Unlisted Trading Privileges -- Rule 12f-3 (17 CFR 240.12f-3) and Form 28 (17 CFR 249.28)

IC 34684 under ICR 199612-3235-015 · OMB 3235-0249.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0249 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Termination and Suspension of Unlisted Trading Privileges -- Rule 12f-3 (17 CFR 240.12f-3) and Form 28 (17 CFR 249.28)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-484				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 5	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	100	0	100
Annual IC Time Burden (Hours)	100	0	100
Annual IC Cost Burden (Dollars)	10,000	10,000	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.