Mergers of Certain Affiliated Investment Companies -- Rule 17a-8, 17 CFR 270.17a-8, under the Investment Company Act of 1940

ICR 199703-3235-026

OMB: 3235-0235

Federal Form Document

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ICR Details
3235-0235 199703-3235-026
Historical Active 199402-3235-006
SEC
Mergers of Certain Affiliated Investment Companies -- Rule 17a-8, 17 CFR 270.17a-8, under the Investment Company Act of 1940
Extension without change of a currently approved collection   No
Regular
Approved without change 05/15/1997
Retrieve Notice of Action (NOA) 03/28/1997
  Inventory as of this Action Requested Previously Approved
05/31/2000 05/31/2000 05/31/1997
17 0 17
26 0 26
0 0 0

Rule 17a-8 exempts certain merger consolidations involving investment companies from the restrictions on transactions between affiliates set forth in section 17(a) of the Investment Company Act, while requiring certain findings by directors to protect the interests of each company and its shareholders.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 17 17 0 0 0 0
Annual Time Burden (Hours) 26 26 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/28/1997


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