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Federal forms, ICRs, and supporting documents

OMB control number

Rule 17a-8 of the Investment Company Act of 1940; Mergers of affiliated companies

OMB 3235-0235 · SEC.

OMB 3235-0235

Rule 17a-8 exempts certain fund mergers or consolidations from the restrictions on transactions between affiliates set forth in section 17(a) of the Investment Company Act of 1940. The Rule requires merging funds to meet certain conditions to protect the interests of each fund and its shareholders.

The latest form for Rule 17a-8 of the Investment Company Act of 1940; Mergers of affiliated companies expires 2028-04-30 and is listed under ICR 202412-3235-011.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
2025 02 28_90 FR 10963_3235-0235_30-Day Submission Notice.pdf.pdfSupplementary Document
2024-12-18_89 FR 103012_3235-0235_60-Day Collection Notice.pdfSupplementary Document
Supporting Statement_Rule 17a-8.pdfSupporting Statement A
Rule 17a-8 of the Investment Company Act of 1940; Mergers of affiliated companies Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202412-3235-011 Extension without change of a currently approved collection 2025-02-28
202201-3235-013 Extension without change of a currently approved collection 2022-04-04 Approved without change
201904-3235-009 Extension without change of a currently approved collection 2019-07-23 Approved without change
201601-3235-002 Extension without change of a currently approved collection 2016-04-12 Approved without change
201304-3235-015 Extension without change of a currently approved collection 2013-07-12 Approved without change
201005-3235-010 Extension without change of a currently approved collection 2010-07-20 Approved without change
200703-3235-003 Extension without change of a currently approved collection 2007-09-06 Approved without change
200410-3235-005 Extension without change of a currently approved collection 2004-10-06 Approved without change
200209-3235-016 No material or nonsubstantive change to a currently approved collection 2002-09-27 Approved without change
200111-3235-008 Revision of a currently approved collection 2001-11-28 Approved without change
200002-3235-006 Extension without change of a currently approved collection 2000-02-18 Approved without change
199703-3235-026 Extension without change of a currently approved collection 1997-03-28 Approved without change
199402-3235-006 Extension without change of a currently approved collection 1994-02-24 Approved without change
199102-3235-002 Extension without change of a currently approved collection 1991-02-01 Approved without change
198712-3235-008 Extension without change of a currently approved collection 1987-12-23 Approved without change
198412-3235-007 Extension without change of a currently approved collection 1984-12-07 Approved without change
198111-3235-031 New collection (Request for a new OMB Control Number) 1981-11-03 Approved without change