Rule 17a-8 of the Investment Company Act of 1940; Mergers of affiliated companies

OMB 3235-0235

Rule 17a-8 exempts certain fund mergers or consolidations from the restrictions on transactions between affiliates set forth in section 17(a) of the Investment Company Act of 1940. The Rule requires merging funds to meet certain conditions to protect the interests of each fund and its shareholders.

The latest form for Rule 17a-8 of the Investment Company Act of 1940; Mergers of affiliated companies expires 2022-08-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0235.pdf Supplementary Document
3235-0235.pdf Supplementary Document
Final Supporting Statement - 17a-8 2022.pdf Supporting Statement A
Rule 17a-8 of the Investment Company Act of 1940; Mergers of affiliated companies

All Historical Document Collections

202201-3235-013 Approved without change	Extension without change of a currently approved collection	2022-04-04
201904-3235-009 Approved without change	Extension without change of a currently approved collection	2019-07-23
201601-3235-002 Approved without change	Extension without change of a currently approved collection	2016-04-12
201304-3235-015 Approved without change	Extension without change of a currently approved collection	2013-07-12
201005-3235-010 Approved without change	Extension without change of a currently approved collection	2010-07-20
200703-3235-003 Approved without change	Extension without change of a currently approved collection	2007-09-06
200410-3235-005 Approved without change	Extension without change of a currently approved collection	2004-10-06
200209-3235-016 Approved without change	No material or nonsubstantive change to a currently approved collection	2002-09-27
200111-3235-008 Approved without change	Revision of a currently approved collection	2001-11-28
200002-3235-006 Approved without change	Extension without change of a currently approved collection	2000-02-18
199703-3235-026 Approved without change	Extension without change of a currently approved collection	1997-03-28
199402-3235-006 Approved without change	Extension without change of a currently approved collection	1994-02-24
199102-3235-002 Approved without change	Extension without change of a currently approved collection	1991-02-01
198712-3235-008 Approved without change	Extension without change of a currently approved collection	1987-12-23
198412-3235-007 Approved without change	Extension without change of a currently approved collection	1984-12-07
198111-3235-031 Approved without change	New collection (Request for a new OMB Control Number)	1981-11-03