Rule 17a-8 of the Investment Company Act of 1940; Mergers of affiliated companies

OMB 3235-0235

OMB 3235-0235

Rule 17a-8 exempts certain fund mergers or consolidations from the restrictions on transactions between affiliates set forth in section 17(a) of the Investment Company Act of 1940. The Rule requires merging funds to meet certain conditions to protect the interests of each fund and its shareholders.

The latest form for Rule 17a-8 of the Investment Company Act of 1940; Mergers of affiliated companies expires 2022-08-31 and can be found here.

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