Rule 17a-8 (17 CFR 270.17a-8) under the Investment Company Act of 1940, Mergers of Affiliated Companies

ICR 200209-3235-016

OMB: 3235-0235

Federal Form Document

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ICR Details
3235-0235 200209-3235-016
Historical Active 200111-3235-008
SEC
Rule 17a-8 (17 CFR 270.17a-8) under the Investment Company Act of 1940, Mergers of Affiliated Companies
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 09/27/2002
Retrieve Notice of Action (NOA) 09/27/2002
  Inventory as of this Action Requested Previously Approved
01/31/2005 01/31/2005 01/31/2005
800 0 800
600 0 600
1,095,000 0 3,650,000

Rule 17a-8 exempts certain mergers involving a registerd investment company and an affiliated investment company or common or collective trust fund from the restrictions on affiliated purchases and sales in section 17(a) of the Investment Company Act. The rule requires each participating investment company's board of directors to make certain determinations concerning the transaction, includes two provisions governing shareholder voting and requires surviving investment companies to preserve written records describing the merger and its terms.

None
None


No

1
IC Title Form No. Form Name
Rule 17a-8 (17 CFR 270.17a-8) under the Investment Company Act of 1940, Mergers of Affiliated Companies

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 800 800 0 0 0 0
Annual Time Burden (Hours) 600 600 0 0 0 0
Annual Cost Burden (Dollars) 1,095,000 3,650,000 0 -1,955,000 -600,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/27/2002


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