Information Collection

Transfer Agent Registration -- Form TA-1 and Rule 17Ac2-1

IC 34325 under ICR 199703-3235-034 · OMB 3235-0084.

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Information Collection (IC) Details

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IC Title:	Transfer Agent Registration -- Form TA-1 and Rule 17Ac2-1	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-1528				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 359	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	359	9	350
Annual IC Time Burden (Hours)	538	13	525
Annual IC Cost Burden (Dollars)	16,000	16,000	0

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.