Information Collection Request
Rule 17Ac2-1, 17 CFR 240.17Ac2-1 and Form TA-1 (Transfer Agent Registration)
ICR 202404-3235-017 · OMB 3235-0084 · Received in OIRA
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Form SEC 1528 Form TA-1 |
Form and Instruction | Modified | Repair queued |
 3235-0084.pdf |
Supplementary Document | Uploaded 2024-06-26 | Repair queued |
| 3235-0084.pdf |
Supplementary Document | Uploaded 2024-06-26 | Repair queued |
| Supporting Statement_Rule 17Ac2-1 2024 DGL REVISED.pdf |
Supporting Statement A | Uploaded 2024-04-16 | Repair queued |
| 3235-0084 60 Day Notice.pdf |
Supplementary Document | Uploaded 2021-08-24 | Repair queued |
| 3235-0084 30 Day Notice.pdf |
Supplementary Document | Uploaded 2021-08-24 | Repair queued |
| EDGAR PIA 2016.pdf |
Supplementary Document | Uploaded 2018-07-26 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 34328 |  Form TA-1 |
Form and Instruction | Modified | |
| 200188 | Rule 17Ac2-1, 17 CFR 240.17Ac2-1 (Transfer Agent Registration) New Registrants |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0084 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 202105-3235-002 |
| Agency Tracking No | TM-270-095 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |