OMB control number
Rule 17Ac2-1, 17 CFR 240.17Ac2-1 and Form TA-1 (Transfer Agent Registration)
OMB 3235-0084 · SEC.
OMB 3235-0084
Rule 17Ac2-1 requires transfer agents for whom the Commission is the appropriate regulatory agency to file an application for registration on Form TA-1 and to amend Form TA-1 if information has become inaccurate, misleading, or incomplete. Form TA-1 requires transfer agents to provide basic information about their business including contact information, control persons, agency relationships and disciplinary history.
The latest form for Rule 17Ac2-1, 17 CFR 240.17Ac2-1 and Form TA-1 (Transfer Agent Registration) expires 2027-08-31 and is listed under ICR 202404-3235-017.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0084: Form TA-1 filings 
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Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form SEC 1528 Form TA-1 | Form and Instruction |
| 3235-0084.pdf | Supplementary Document |
| 3235-0084.pdf | Supplementary Document |
| Supporting Statement_Rule 17Ac2-1 2024 DGL REVISED.pdf | Supporting Statement A |
| 3235-0084 60 Day Notice.pdf | Supplementary Document |
| 3235-0084 30 Day Notice.pdf | Supplementary Document |
| EDGAR PIA 2016.pdf | Supplementary Document |
 Form TA-1 |
Form and Instruction |
| Rule 17Ac2-1, 17 CFR 240.17Ac2-1 (Transfer Agent Registration) New Registrants |
Information collection |
All Historical Document Collections
OMB Details
Form TA-1
Federal Enterprise Architecture: Economic Development - Financial Sector Oversight
| Form | Name | Electronic access | Type |
|---|---|---|---|
| Form SEC 1528 | Form TA-1 | www.sec.gov/about/forms/formta-1.pdf | Form and instruction |
Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.