Rule 17Ac2-1 requires that in order to
register with the Commission as a transfer agent, a Form TA-1,
Uniform Form for Registration as a Transfer Agent and for Amendment
to Registration Pursuant to Section 17A of the Securities Exchange
Act of 1934, must be filed with the Commission. Rule 17Ac2-1 also
requires that registered transfer agents file an amended Form TA-1
if any of the information on the form becomes inaccurate,
misleading, or incomplete within 60 days.
US Code:
15
USC 78q-1 Name of Law: Securities Exchange Act of 1934
US Code: 15
USC 78(a) Name of Law: Securities Exchange Act of 1934
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.