Rule 17Ac2-1, 17 CFR 240.17Ac2-1 (Transfer Agent Registration)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0084 can be found here:

Documents and Forms

Document Name Document Type
Form TA-2 Rule 17Ac2-1, 17 CFR 240.17Ac2-1 (Transfer Agent Registration) Form and Instruction
TA-2 Uniform Form for Registration as a Transfer Agent TA-1 Paper Form (10.06).doc Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 17Ac2-1, 17 CFR 240.17Ac2-1 (Transfer Agent Registration)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17Ac2-1 17 CFR 249b.100 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	TA-2	Uniform Form for Registration as a Transfer Agent	TA-1 Paper Form (10.06).doc		Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 519	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	519	419	100
Annual IC Time Burden (Hours)	2,076	1,926	150
Annual IC Cost Burden (Dollars)	103,800	103,800	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.