REGISTRATION OF TRANSFER AGENTS WITH THE COMMISSION (17 CFR SECTION 240.17AC2-1(C), FORM TA-1 (17 CFR SECTION 249B.100)

ICR 198505-3235-004

OMB: 3235-0084

Federal Form Document

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ICR Details
3235-0084 198505-3235-004
Historical Active 198501-3235-001
SEC
REGISTRATION OF TRANSFER AGENTS WITH THE COMMISSION (17 CFR SECTION 240.17AC2-1(C), FORM TA-1 (17 CFR SECTION 249B.100)
Revision of a currently approved collection   No
Regular
Approved without change 06/26/1985
Retrieve Notice of Action (NOA) 05/01/1985
  Inventory as of this Action Requested Previously Approved
06/30/1988 06/30/1988 01/31/1987
350 0 350
550 0 275
0 0 0

FORM TA-1 IMPLEMENTS A STATUTORY REGISTRATION REQUIREMENT FOR TRANSFER AGENTS. THE INFORMATION PROVIDED ON FORM TA-1 IS USED TO DETERMINE IF REGISTRATION SHOULD BE GRANTED. THE ADDITIONAL INFORMATION WOULD ENABLE A MORE THOROUGH REVIEW OF TRANSFER AGENTS APPLYING FOR REGISTRATION. RULE 17AC2-1(C) REQUIERES TRANSFER AGENTS TO AMEND FORM TA-1 IF INFORMATION SUBMITTED THEREON BECOMES INACCURATE, INCOMPLETE OR MISLEADING.

None
None


No

1
IC Title Form No. Form Name
REGISTRATION OF TRANSFER AGENTS WITH THE COMMISSION (17 CFR SECTION 240.17AC2-1(C), FORM TA-1 (17 CFR SECTION 249B.100) 1528

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 350 350 0 0 0 0
Annual Time Burden (Hours) 550 275 0 275 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/01/1985


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