Periodic Amendments to Registration Statements or Exemption Statements of Exchanges -- Rule 6A-2 and Form 1-A

ICR 199705-3235-004

OMB: 3235-0022

Federal Form Document

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ICR Details
3235-0022 199705-3235-004
Historical Active 199406-3235-013
SEC
Periodic Amendments to Registration Statements or Exemption Statements of Exchanges -- Rule 6A-2 and Form 1-A
Extension without change of a currently approved collection   No
Regular
Approved without change 07/10/1997
Retrieve Notice of Action (NOA) 05/07/1997
  Inventory as of this Action Requested Previously Approved
07/31/2000 07/31/2000 08/31/1997
9 0 9
270 0 270
0 0 0

Rule 6a-2 required that registered and exempted national securities exchanges file form 1-A on an annual basis. Form 1-A is necessary because it informs the Commission of any changes to form 1 during the exchange's preceding fiscal year.

None
None


No

1
IC Title Form No. Form Name
Periodic Amendments to Registration Statements or Exemption Statements of Exchanges -- Rule 6A-2 and Form 1-A SEC-1935A

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 9 9 0 0 0 0
Annual Time Burden (Hours) 270 270 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/07/1997


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