Stabilizing and Other Activities in Connection with an Offering -- Rule 104, 17 CFR 242.104

ICR 199904-3235-007

OMB: 3235-0465

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0465 199904-3235-007
Historical Active 199605-3235-012
SEC
Stabilizing and Other Activities in Connection with an Offering -- Rule 104, 17 CFR 242.104
Extension without change of a currently approved collection   No
Regular
Approved without change 06/29/1999
Retrieve Notice of Action (NOA) 04/12/1999
The supporting statement for this collection stated that the burden for this collection increased due to more respondents. This fact however was contradicted by the 83-I which cited a significant reduction in burden. It appears that the discrepancy is caused by a drastically different estimated burden per response. The collection for this burden is recorded as 641 hours, consistent with previous submissions. The agency may submit an 83-C with a more complete explanation for the reduction in burden.
  Inventory as of this Action Requested Previously Approved
06/30/2002 06/30/2002 06/30/1999
641 0 522
641 0 522
0 0 0

Participants in a distribution collect the required information and provide the required notice regarding stabilizing, syndicate covering transactions, and penalty bids. The Commission does not receive this information and only examines it upon request in the event of an investigation. Investors, and the market in general, use this information in evaluating the price of the security in distribution.

None
None


No

1
IC Title Form No. Form Name
Stabilizing and Other Activities in Connection with an Offering -- Rule 104, 17 CFR 242.104

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 641 522 0 0 119 0
Annual Time Burden (Hours) 641 522 0 0 119 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/12/1999


© 2024 OMB.report | Privacy Policy