In accordance
with the Paperwork Reduction Act of 1995 and 5 CFR 1320, the agency
shall publish in a seperate notice announcing OMB approval of the
collection of information a Paperwork Reduction Act statement which
includes the information specified with 5 CFR 1320.8
(b)(3)(i)-(iv), the OMB number, and the valid expiration date.
Inventory as of this Action
Requested
Previously Approved
09/30/2002
09/30/2002
10/31/1999
246,788,000
0
409,888,000
205,356
0
179,679
0
0
0
Rule 11Ac1-1 requires national
securities exchanges and registered national securities
associations to establish and maintain procedures for collecting
from their members bids, offers, and quotation sizes for any
subject security and for making such information available to
including any priced orders it places in an electronic
communications network that would improve its published bid or
offer, if that exchange specialist or OTC market maker is
responsible for more than 1 percent of the aggregate trading volume
in that security. The rule also requires exchange specialist and
OTC market makers to publish....
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.