Delivery of Prospectuses to Investors at the Same Address

ICR 199911-3235-016

OMB: 3235-0495

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
43023
Migrated
ICR Details
3235-0495 199911-3235-016
Historical Active 199711-3235-008
SEC
Delivery of Prospectuses to Investors at the Same Address
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 11/17/1999
Retrieve Notice of Action (NOA) 11/17/1999
  Inventory as of this Action Requested Previously Approved
03/31/2001 03/31/2001 02/28/2001
845 0 1,400
17,745 0 28,000
0 0 0

Rule 154 permits an issuer or broker-dealer that has an obligation to deliver a prospectus to multiple persons at a single address to satisfy that obligation by delivering a single prospectus, subject to certain conditions.

None
None


No

1
IC Title Form No. Form Name
Delivery of Prospectuses to Investors at the Same Address

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 845 1,400 0 46 -601 0
Annual Time Burden (Hours) 17,745 28,000 0 845 -11,100 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/17/1999


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