OMB control number
Rule 154 under the Securities Act of 1933, “Delivery of Prospectuses to Investors at the Same Address.” 17 CFR 230.154.
OMB 3235-0495 · SEC.
OMB 3235-0495
Rule 154 permits an issuer or broker-dealer that has an obligation to deliver a prospectus to multiple persons at a single address to satisfy that obligation by delivering a single prospectus, subject to certain conditions.
The latest form for Rule 154 under the Securities Act of 1933, “Delivery of Prospectuses to Investors at the Same Address.” 17 CFR 230.154. expires 2028-01-31 and is listed under ICR 202409-3235-007.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 89 FR 97141 (OMB 3235-0495).pdf | Supplementary Document |
| 89 FR 97141 (OMB 3235-0495).pdf | Supplementary Document |
| 89 FR 77208 (OMB 3235-0495).pdf | Supplementary Document |
| 89 FR 77208 (OMB 3235-0495).pdf | Supplementary Document |
| Supporting Statement_Rule 154 (3235-0495).pdf | Supporting Statement A |
| Supporting Statement_Rule 154 (3235-0495).pdf | Supporting Statement A |
 Rule 154 under the Securities Act of 1933, "Delivery of Prospectuses to Investors at the Same Address." 17 CFR 230.154. |
Information collection |