Rule 154 under the Securities Act of 1933, “Delivery of Prospectuses to Investors at the Same Address.” 17 CFR 230.154.

OMB 3235-0495

Rule 154 permits an issuer or broker-dealer that has an obligation to deliver a prospectus to multiple persons at a single address to satisfy that obligation by delivering a single prospectus, subject to certain conditions.

The latest form for Rule 154 under the Securities Act of 1933, “Delivery of Prospectuses to Investors at the Same Address.” 17 CFR 230.154. expires 2022-04-30 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
3235-0495.pdf Supplementary Document
3235-0495 Jan 3, 2022.pdf Supplementary Document
Rule 154 Supporting Statement 2021.pdf Supporting Statement A
Rule 154 under the Securities Act of 1933, "Delivery of Prospectuses to Investors at the Same Address." 17 CFR 230.154.

All Historical Document Collections

202109-3235-023 Approved without change	Extension without change of a currently approved collection	2022-01-03
201809-3235-001 Approved without change	Extension without change of a currently approved collection	2019-01-31
201503-3235-011 Approved without change	Extension without change of a currently approved collection	2015-10-27
201209-3235-003 Approved without change	Extension without change of a currently approved collection	2012-09-11
200908-3235-007 Approved without change	Extension without change of a currently approved collection	2009-11-04
200611-3235-008 Approved without change	Extension without change of a currently approved collection	2007-01-31
200403-3235-016 Approved without change	Extension without change of a currently approved collection	2004-03-17
200012-3235-003 Approved without change	Extension without change of a currently approved collection	2000-12-13
199911-3235-016 Approved without change	No material or nonsubstantive change to a currently approved collection	1999-11-17
199711-3235-008 Approved without change	New collection (Request for a new OMB Control Number)	1997-11-24