Rule 154 under the Securities Act of 1933, "Delivery of Prospectuses to Investors at the Same Address." 17 CFR 230.154

ICR 200611-3235-008

OMB: 3235-0495

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2007-01-20
Supporting Statement A
2007-01-20
ICR Details
3235-0495 200611-3235-008
Historical Active 200403-3235-016
SEC 270-438
Rule 154 under the Securities Act of 1933, "Delivery of Prospectuses to Investors at the Same Address." 17 CFR 230.154
Extension without change of a currently approved collection   No
Regular
Approved without change 04/16/2007
Retrieve Notice of Action (NOA) 01/31/2007
  Inventory as of this Action Requested Previously Approved
04/30/2010 36 Months From Approved 05/31/2007
561 0 500
11,781 0 10,500
0 0 0

Rule 154 permits an issuer or broker-dealer that has an obligation to deliver a prospectus to multiple persons at a single address to satisfy that obligation by delivering a single prospectus, subject to certain conditions.

US Code: 15 USC 77a et seq. Name of Law: Securities Act of 1933
  
None

Not associated with rulemaking

  71 FR 67656 11/15/2006
72 FR 4544 01/30/2007
No

1
IC Title Form No. Form Name
Rule 154 under the Securities Act of 1933, "Delivery of Prospectuses to Investors at the Same Address." 17 CFR 230.154

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 561 500 0 0 61 0
Annual Time Burden (Hours) 11,781 10,500 0 0 1,281 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Deborah Skeens 202 942-0721

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/31/2007


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