Rule 154 under the Securities Act of 1933, "Delivery of Prospectuses to Investors at the Same Address"

ICR 200012-3235-003

OMB: 3235-0495

Federal Form Document

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No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0495 200012-3235-003
Historical Active 199911-3235-016
SEC
Rule 154 under the Securities Act of 1933, "Delivery of Prospectuses to Investors at the Same Address"
Extension without change of a currently approved collection   No
Regular
Approved without change 03/09/2001
Retrieve Notice of Action (NOA) 12/13/2000
  Inventory as of this Action Requested Previously Approved
05/31/2004 05/31/2004 03/31/2001
845 0 845
17,745 0 17,745
0 0 0

Rule 154 permits an issuer or broker-dealer that has an obligation to deliver a prospectus to multiple persons at a single address to satisfy that obligation by delivering a single prospectus, subject to certain conditions.

None
None


No

1
IC Title Form No. Form Name
Rule 154 under the Securities Act of 1933, "Delivery of Prospectuses to Investors at the Same Address"

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 845 845 0 0 0 0
Annual Time Burden (Hours) 17,745 17,745 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/13/2000


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