Regulation S-P: Privacy of Consumer Financial Information

ICR 200003-3235-007

OMB: 3235-0537

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
35344
Migrated
ICR Details
3235-0537 200003-3235-007
Historical Active
SEC
Regulation S-P: Privacy of Consumer Financial Information
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 04/10/2000
Retrieve Notice of Action (NOA) 03/08/2000
  Inventory as of this Action Requested Previously Approved
04/30/2003 04/30/2003
130,700,000 0 0
716,000 0 0
2,600,000 0 0

The regulation requires certain financial institutions, including brokers, dealers, investment companies, and registered investment adviser, to: (i) prepare notices describing their privacy policies; (ii) provide to individuals an initial notice describing the financial institution's policies on the use of the individual's nonpublic personal information; (iii) provide to all consumers of the institution's financial products and services notice of how a consumer can block (or "opt out" of) the transfer of the consumer's nonpublic personal information to a third party that is unaffiliated with the financial instutions;

None
None


No

1
IC Title Form No. Form Name
Regulation S-P: Privacy of Consumer Financial Information

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 130,700,000 0 0 130,700,000 0 0
Annual Time Burden (Hours) 716,000 0 0 716,000 0 0
Annual Cost Burden (Dollars) 2,600,000 0 0 2,600,000 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/08/2000


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