Regulation S-P; Privacy of consumer financial information (17 CFR Part 248)

OMB 3235-0537

OMB 3235-0537

Regulation S-P, adopted on June 22, 2000, implements Title V of the Gramm-Leach-Bliley Act by, among other things, requiring that not later that at the time of establishing a customer relationship with a consumer and not less than annually during the continuation of such relationship, a broker-dealer, investment company, or federally registered in investment adviser shall provide a clear and conspicuous notice to such consumer that accurately describes such financial institution's privacy policies and practices.

The latest form for Regulation S-P; Privacy of consumer financial information (17 CFR Part 248) expires 2022-03-31 and can be found here.


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