Regulation S-P; Privacy of consumer financial information (17 CFR Part 248)

ICR 201806-3235-009

OMB: 3235-0537

Federal Form Document

Forms and Documents
IC Document Collections
ICR Details
3235-0537 201806-3235-009
Active 201504-3235-009
SEC TM-270-480
Regulation S-P; Privacy of consumer financial information (17 CFR Part 248)
Extension without change of a currently approved collection   No
Regular
Approved without change 03/13/2019
Retrieve Notice of Action (NOA) 12/12/2018
  Inventory as of this Action Requested Previously Approved
03/31/2022 36 Months From Approved 03/31/2019
20,465 0 19,876
245,580 0 238,512
0 0 0

Regulation S-P, adopted on June 22, 2000, implements Title V of the Gramm-Leach-Bliley Act by, among other things, requiring that not later that at the time of establishing a customer relationship with a consumer and not less than annually during the continuation of such relationship, a broker-dealer, investment company, or federally registered in investment adviser shall provide a clear and conspicuous notice to such consumer that accurately describes such financial institution's privacy policies and practices.

US Code: 15 USC 78o(c)(3), 78q(a) and 78w(a) Name of Law: Sections 15(c)(3), 17(a) and 23(a) of the Exchange Act
  
None

Not associated with rulemaking

  83 FR 40583 08/15/2018
83 FR 57762 11/16/2018
No

1
IC Title Form No. Form Name
Regulation S-P; Privacy of consumer financial information (17 CFR Part 248)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 20,465 19,876 0 0 589 0
Annual Time Burden (Hours) 245,580 238,512 0 0 7,068 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The 7,068-hour increase in estimated total annual burden-hours was due to an increase in the estimated number of respondents.

$0
No
    No
    No
No
No
No
Uncollected
Jane Wetterau 202 551-4483

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/12/2018


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