17 CFR 240.11Ac1-1 Dissemination of Quotations ("Quote Rule")

ICR 200008-3235-009

OMB: 3235-0461

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0461 200008-3235-009
Historical Active 199908-3235-011
SEC
17 CFR 240.11Ac1-1 Dissemination of Quotations ("Quote Rule")
Revision of a currently approved collection   No
Regular
Approved without change 11/14/2000
Retrieve Notice of Action (NOA) 08/08/2000
  Inventory as of this Action Requested Previously Approved
11/30/2003 11/30/2003 09/30/2002
246,788,005 0 246,788,000
205,486 0 205,356
66,000 0 0

The Quote Rule currently requires each broke-dealer to communicate to its exchange or association its best bids, best offers and quotation sizes for subject securities, and obligates each exchange or association to make available to quotation vendors for dissemination to the public the best bid, best offer, and aggregatae quotation size for each subject security. The proposed amendment to the Quote Rule would require markets to establish procedures for collecting their members' bids, offers, and quotation sizes for options traded on a national securities exchange or an automated facility of a registered national etc.

None
None


No

1
IC Title Form No. Form Name
17 CFR 240.11Ac1-1 Dissemination of Quotations ("Quote Rule")

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 246,788,005 246,788,000 0 5 0 0
Annual Time Burden (Hours) 205,486 205,356 0 130 0 0
Annual Cost Burden (Dollars) 66,000 0 0 66,000 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/08/2000


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