Information Collection

Rule 206(4)-2 under the Investment Advisers Act of 1940 -- Custody or Possession of Funds or Securities of Clients

IC 34668 under ICR 200010-3235-003 · OMB 3235-0241.

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Information Collection (IC) Details

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IC Title:	Rule 206(4)-2 under the Investment Advisers Act of 1940 -- Custody or Possession of Funds or Securities of Clients	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 173	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	250	0	0	250
Annual IC Time Burden (Hours)	21,625	0	7,750	13,875
Annual IC Cost Burden (Dollars)	692,000	248,000	-443,556,000	444,000,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.